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Asymptotic properties of hierarchical clustering in high-dimensional settings

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  • Egashira, Kento
  • Yata, Kazuyoshi
  • Aoshima, Makoto

Abstract

In this study, three asymptotic behaviors of hierarchical clustering are defined and studied with strict conditions under several asymptotic settings, from large samples to high dimensionality, when having two independent populations. We proceed with the current comprehension of the asymptotic properties of hierarchical clustering in high-dimensional, low-sample-size (HDLSS) settings. For high-dimensional data, the asymptotic properties of hierarchical clustering are demonstrated under mild and practical settings, and we present simulation studies and hierarchical clustering performance discussions. Furthermore, hierarchical clustering was theoretically investigated when both the dimension and sample size approach infinity, and we generalized a latent number of populations considering hierarchical clustering in multiclass HDLSS settings.

Suggested Citation

  • Egashira, Kento & Yata, Kazuyoshi & Aoshima, Makoto, 2024. "Asymptotic properties of hierarchical clustering in high-dimensional settings," Journal of Multivariate Analysis, Elsevier, vol. 199(C).
    • Handle: RePEc:eee:jmvana:v:199:y:2024:i:c:s0047259x23000970
    DOI: 10.1016/j.jmva.2023.105251
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    References listed on IDEAS

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    1. Nakayama, Yugo & Yata, Kazuyoshi & Aoshima, Makoto, 2021. "Clustering by principal component analysis with Gaussian kernel in high-dimension, low-sample-size settings," Journal of Multivariate Analysis, Elsevier, vol. 185(C).
    2. Borysov, Petro & Hannig, Jan & Marron, J.S., 2014. "Asymptotics of hierarchical clustering for growing dimension," Journal of Multivariate Analysis, Elsevier, vol. 124(C), pages 465-479.
    3. Kazuyoshi Yata & Makoto Aoshima, 2020. "Geometric consistency of principal component scores for high‐dimensional mixture models and its application," Scandinavian Journal of Statistics, Danish Society for Theoretical Statistics;Finnish Statistical Society;Norwegian Statistical Association;Swedish Statistical Association, vol. 47(3), pages 899-921, September.
    4. Liu, Yufeng & Hayes, David Neil & Nobel, Andrew & Marron, J. S, 2008. "Statistical Significance of Clustering for High-Dimension, Low–Sample Size Data," Journal of the American Statistical Association, American Statistical Association, vol. 103(483), pages 1281-1293.
    5. Patrick K. Kimes & Yufeng Liu & David Neil Hayes & James Stephen Marron, 2017. "Statistical significance for hierarchical clustering," Biometrics, The International Biometric Society, vol. 73(3), pages 811-821, September.
    6. Charles M. Perou & Therese Sørlie & Michael B. Eisen & Matt van de Rijn & Stefanie S. Jeffrey & Christian A. Rees & Jonathan R. Pollack & Douglas T. Ross & Hilde Johnsen & Lars A. Akslen & Øystein Flu, 2000. "Molecular portraits of human breast tumours," Nature, Nature, vol. 406(6797), pages 747-752, August.
    7. Makoto Aoshima & Kazuyoshi Yata, 2014. "A distance-based, misclassification rate adjusted classifier for multiclass, high-dimensional data," Annals of the Institute of Statistical Mathematics, Springer;The Institute of Statistical Mathematics, vol. 66(5), pages 983-1010, October.
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